Senior General Counsel & Compliance Leader — Investment Services

Alexander Chapman Ltd · Los angeles, United States

Alexander Chapman Ltd is seeking a General Counsel & Chief Compliance Officer to join its leadership team in the Los Angeles Metropolitan Area. This is a hands-on, strategic role spanning legal, regulatory, and compliance matters with high engagement across senior decision-makers.

You will lead the design and execution of a robust regulatory program, manage inquiries and examinations, and advise on securities and investment-management rules while partnering with finance, risk, and business